SCIENTIFIC METHOD
§1. SCIENCE
CP7-49. What is Science? We cannot define the word with the precision and
concision with which we define Circle, or Equation, any more than we can so
define Money, Government, Stone, Life. The idea, like these, and more than
some of them, is too vastly complex and diversified. It embodies the epitome of
man's intellectual development. We can only single out some leading properties
of it, and different people will select these differently. To most men, including all
who are outside of the world of science, the term means a particular kind of
knowledge. Wherein lies the essential peculiarity of this knowledge? Some
thinkers agree with the ancient Greeks in making it consist in the Method of
knowing, the manner in which the truth is laid hold on. But the majority of
modern writers regard the Systematic character of the doctrine itself as more
characteristic. Both marks of scientific knowledge are exceedingly important; but
the former is deeper cut, and because it is at present less noticed, more needs to be
emphasized. Plato is quite right in saying that a true belief is not necessarily
knowledge. A man may be willing to stake his life upon the truth of a doctrine
which was instilled into his mind before his earliest memories without knowing at
all why it is worthy of credence; and while such a faith might just as easily be
attached to a gross superstition as to a noble truth, it may, by good luck, happen to
be perfectly true. But can he be said to know it? By no means: to render the word
knowledge applicable to his belief, he must not only believe it, but must know, --
I will not say, with the ancients, the rationale of the real fact, as a reality, -- but
must know what justifies the belief, and just WHY and HOW the justification is
sufficient. I beg that the reader will turn this over in his mind and satisfy himself
as to how far what I am saying is true. For it is not a very simple point but is one
that I intend to insist upon.
50. Before knowledge of any subject can be put to any extensive use, it is
almost indispensable that it should be made as thorough and complete as possible,
until every detail and feature of the matter is spread out as in a German handbook.
But if I am asked to what the wonderful success of modern science is due, I shall
suggest that to gain the secret of that, it is necessary to consider science as living,
and therefore not as knowledge already acquired but as the concrete life of the
men who are working to find out the truth. Given a body of men devoting the sum
of their energies to refuting their present errors, doing away with their present
ignorance, and that not so much for themselves as for future generations, and all
other requisites for the ascertainment of truth are insured by that one. Strictly
speaking, one need not ask for so much as that. Given the oxygen, hydrogen,
carbon, nitrogen, sulphur, phosphorus, etc., in sufficient quantities and under
proper radiations, and living protoplasm will be produced, will develop, will gain
power of self-control, and the scientific passion is sure to be generated. Such is
my guess. Science was preordained, perhaps, on the Sunday of the Fiat lux.
51. Coming down to the more immediate and more pertinent causes of the
triumph of modern science, the considerable numbers of the workers, and the
singleness of heart with which, -- (we may forget that there are a few self-seekers
who succeed in gaining the power to make themselves more despised than they
naturally would be; they are so few,) -- they cast their whole being into the service
of science lead, of course, to their unreserved discussions with one another, to
each being fully informed about the work of his neighbour, and availing himself
of that neighbour's results; and thus in storming the stronghold of truth one
mounts upon the shoulders of another who has to ordinary apprehension failed,
but has in truth succeeded by virtue of the lessons of his failure. This is the
veritable essence of science. It is in the memory of these concrete living gests that
we gain the speaking portraiture of true science in all her life and beauty.
52. The point of view just explained enables us to perceive that a
particular branch of science, such as Physical Chemistry or Mediterranean
Archeology, is no mere word, manufactured by the arbitrary definition of some
academic pedant, but is a real object, being the very concrete life of a social group
constituted by real facts of inter-relation, -- as real an object as a human carcase,
which is made one by the inter-relations of its millions of cells. Any two of these
groups (and with them the sciences, which are their lives,) may be related, as to
the matter of the groups in either of the three modes of relationship of material
wholes; that is, either by Inclusion, one being a part of another; or by
Intersection, when each has one part in common with the other, and another part
foreign to the other; or by Exclusion, when the two have no part in common. But
of greater importance are the dynamical relations between the different sciences,
by which I mean that one often acts upon another, not by bringing forward any
reason or principle, but as it were with a compulsive quality of action. Thus one
group may stimulate another by demanding the solution of some problem. In this
way, the practical sciences incessantly egg on researches into theory. For
considerable parts of chemical discovery we have to thank the desire to find a
substitute for quinine or to make quinine itself synthetically, to obtain novel and
brilliant dye-stuffs, and the like. The mechanical theory of heat grew out of the
difficulties of steam navigation. For it was first broached by Rankine while he
was studying how best to design marine engines. Then again, one group of
scientists sometimes urges some overlooked phenomenon upon the attention of
another group. It was a botanist who called van't Hoff's attention to the
dependence of the pressure of sap in plants upon the strength of the solution, and
thus almost instantaneously gave a tremendous impulse to physical chemistry. In
1820, Kästner, a manufacturer of cream of tartar in Mulhouse, called the attention
of chemists to the occasional, though rare, occurrence in the wine casks of a
modification of tartaric acid, since named racemic acid; and from the impulse so
given has resulted a most important doctrine of chemistry, that of the
unsymmetric carbon atom, as well as the chief discoveries of Pasteur, with their
far-reaching blessings to the human species.
53. It is now time to explain the classification of this chapter, what it aims
to be, by what means that aim has been pursued, and how nearly it seems to have
been attained. Two questions have to be answered at the outset: What is here
meant by science? And what is meant by a science, one of the unit species out of
which the system is built up? The spirit of this book is always to look upon those
aspects of things which exhibit whatever of living and active there is in them.
54. The prevalent definition of a science, the definition of Coleridge,
which influenced all Europe through the Encyclopaedia Metropolitana, that
science is systematized knowledge, is an improvement upon a statement of Kant
(Metaphysische Anfangsgründe der Naturwissenschaft: 1786): "Eine jede Lehre,
wenn sie ein System, dass ist, ein nach Principien geordnetes Ganzes der
Erkenntniss sein soll, heisst Wissenschaft."†2 Yet it is to be noted that knowledge
may be systematic or "organized," without being organized by means of general
principles. Kant's definition, however, is only a modification of the ancient view
that science is the knowledge of a thing through its causes, -- the comprehension
of it, as we might say, -- as being the only perfect knowledge of it. In short, the
Coleridgian definition is nothing but the last development of that sort of
philosophy that strives to draw knowledge out of the depths of the Ich-heit. If, on
the other hand, one opens the works of Francis Bacon, one remarks that, with all
the astounding greenness and inexperience of his views of science, in some
respects he is really a scientific man himself. He met his death as the consequence
of an experiment. True, it was rather a foolish one; but what a monument to the
genuineness of his intelligence, that he, a great legal light, should, at the age of
sixty-six, have perished from his zeal in performing disagreeable and dangerous
laboratory work that he thought might go toward teaching him something of the
nature of true science! For him man is nature's interpreter; and in spite of the
crudity of some anticipations, the idea of science is, in his mind, inseparably
bound up with that of a life devoted to singleminded inquiry. That is also the way
in which every scientific man thinks of science. That is the sense in which the
word is to be understood in this chapter. Science is to mean for us a mode of life
whose single animating purpose is to find out the real truth, which pursues this
purpose by a well-considered method, founded on thorough acquaintance with
such scientific results already ascertained by others as may be available, and
which seeks coöperation in the hope that the truth may be found, if not by any of
the actual inquirers, yet ultimately by those who come after them and who shall
make use of their results. It makes no difference how imperfect a man's
knowledge may be, how mixed with error and prejudice; from the moment that he
engages in an inquiry in the spirit described, that which occupies him is science,
as the word will here be used.
55. By a specific science will be meant a group of connected inquiries of
sufficient scope and affinity fitly to occupy a number of independent inquirers for
life, but not capable of being broken up into smaller coexclusive groups of this
description. For since we are to consider science in general as a mode of life, it is
proper to take as the unit science the scientific mode of life fit for an individual
person. But science being essentially a mode of life that seeks coöperation, the
unit science must, apparently, be fit to be pursued by a number of inquirers.
56. It seems plain that, with these definitions, the classification cannot be
concerned with all possible sciences, but must be confined to actually realized
sciences. If, however, this limitation is to be maintained, the question will arise,
To what date or stage of scientific development is the classification to relate?
According to the general spirit of this book, which values everything in its
relation to Life, knowledge which is altogether inapplicable to the future is
nugatory. Consequently, our classification ought to have reference to the science
of the future, so far as we are now able to foresee what the future of science is to
be. It will therefore be upon the soil of the near future of science that we shall
endeavor to plant our flag. If it be objected that we cannot know enough of the
science of the future to classify it accurately, the reply would be that even if all
faults of classification could be eliminated by remaining on the threshold of the
future, it would still be necessary to advance further. For all the applicability of
any writing, though it be not (like this,) the fruit of near half a century of study,
must evidently be subsequent to its composition, and all its significance for that
time has reference to a time still later. But when the objector comes to see the
various imperfections that will have to be confessed in that part of the
classification which concerns the present state of science, he will probably be
disposed himself to acknowledge that its standard will not be much lowered by
the danger of mistake about what is likely soon to be discovered.
57. Meantime, let it not be understood that the classification is to ignore
the scientific discoveries of the past. For the memoirs of that work are not so poor
as not to merit being read critically, precisely as we shall read the memoirs of
tomorrow. Such reading is, therefore, of the nature of scientific inquiry. True, it is
not original research; but there is original research still to be done in the same
specific science. For none of the sciences of the past is finished. If it be one of the
positive sciences that is in question, there is not a single conclusion belonging to
it which has in the past been made sufficiently precise or sufficiently indubitable.
If it be a branch of mathematics, its propositions require to be further generalized,
as well as to be more accurately limited. For these reasons all the old science that
still stands is to be retained in the classification, but in its most modern forms.
58. The only remaining instinct on our list is the Gnostic Instinct, or
curiosity. In one sense, the sciences that are practically ministrant to this are the
Theoretical Sciences; but this remark leads us to signalize a distinction the neglect
of which is the source of several of the most fatal errors into which philosophers
have fallen. It is quite true that the Gnostic Instinct is the cause of all purely
theoretical inquiry, and that every discovery of science is a gratification of
curiosity. But it is not true that pure science is or can be successfully pursued for
the sake of gratifying this instinct. Indeed, if it were so pursued, it would not be
true that this instinct was the cause of it. Its motive would then be the Gust-
Instinct, or love of pleasure. One wish may be that another wish should be
gratified; but no wish can be that that very wish should be gratified. For in that
case, the wish would not have any object at all, and having no object it would not
be a wish. The case is precisely like that of an assertion which should have no
other subject than itself. For a wish is a sort of proposition. To long for anything
is to judge it to be good and urgently good. No doubt every assertion implies that
it is itself true;†3 but it cannot consist of that alone; and so every wish that is
reflective wishes itself gratified; but it must wish something else, besides. Hence,
the hedonist, who opines that man can wish for nothing but pleasure, has fallen
into a damnable error from a mere confusion of thought. We should commit the
same error if we supposed the gratification of curiosity were the sole, or the
principal, object of theoretical science. Curiosity is their motive; but the
gratification of curiosity is not their aim.
§2. LOGIC AND SCIENTIFIC METHOD
59. It might be supposed that logic taught that much was to be
accomplished by mere rumination, though every one knows that experiment,
observation, comparison, active scrutiny of facts, are what is wanted, and that
mere thinking will accomplish nothing even in mathematics. Logic had certainly
been defined as the "art of thinking," and as the "science of the normative laws of
thought." But those are not true definitions. "Dyalectica," says the logical textbook
of the middle ages, "est ars artium et scientia scientiarum, ad omnium
aliarum scientiarum methodorum principia viam habens,"†5 and although the
logic of our day must naturally be utterly different from that of the Plantagenet
epoch, yet this general conception that it is the art of devising methods of
research, -- the method of methods, -- is the true and worthy idea of the science.
Logic will not undertake to inform you what kind of experiments you ought to
make in order best to determine the acceleration of gravity, or the value of the
Ohm; but it will tell you how to proceed to form a plan of experimentation.
60. It is impossible to maintain that the superiority of the science of the
moderns over that of the ancients is due to anything but a better logic. No one can
think that the Greeks were inferior to any modern people whatever in natural
aptitude for science. We may grant that their opportunities for research were less;
and it may be said that ancient astronomy could make no progress beyond the
Ptolemaic system until sufficient time had elapsed to prove the insufficiency of
Ptolemy's tables. The ancients could have no dynamics so long as no important
dynamical problem had presented itself; they could have no theory of heat without
the steam-engine, etc. Of course, these causes had their influence, and of course
they were not the main reason of the defects of the ancient civilization. Ten years'
astronomical observations with instruments such as the ancients could have
constructed would have sufficed to overthrow the old astronomy. The great
mechanical discoveries of Galileo were made with no apparatus to speak of. If, in
any direction whatever, the ancients had once commenced research by right
methods, opportunities for new advances would have been brought along in the
train of those that went before. But read the logical treatise of Philodemus; see
how he strenuously argues that inductive reasoning is not utterly without value,
and you see where the fault lay. When such an elementary point as that needed
serious argumentation it is clear that the conception of scientific method was
almost entirely wanting.
61. Modern methods have created modern science; and this century, and
especially the last twenty-five years, have done more to create new methods than
any former equal period. We live in the very age of methods. Even mathematics
and astronomy have put on new faces. Chemistry and physics are on completely
new tracks. Linguistics, history, mythology, sociology, biology, are all getting
studied in new ways. Jurisprudence and law have begun to feel the impulse, and
must in the future be more and more rapidly influenced by it.
62. This is the age of methods; and the university which is to be the
exponent of the living condition of the human mind, must be the university of
methods.
63. Now I grant you that to say that this is the age of the development of
new methods of research is so far from saying that it is the age of the theory of
methods, that it is almost to say the reverse. Unfortunately practice generally
precedes theory, and it is the usual fate of mankind to get things done in some
boggling way first, and find out afterward how they could have been done much
more easily and perfectly. And it must be confessed that we students of the
science of modern methods are as yet but a voice crying in the wilderness, and
saying prepare ye the way for this lord of the sciences which is to come.
64. Yet even now we can do a little more than that. The theory of any act
in no wise aids the doing of it, so long as what is to be done is of a narrow
description, so that it can be governed by the unconscious part of our organism.
For such purposes, rules of thumb or no rules at all are the best. You cannot play
billiards by analytical mechanics nor keep shop by political economy. But when
new paths have to be struck out, a spinal cord is not enough; a brain is needed,
and that brain an organ of mind, and that mind perfected by a liberal education.
And a liberal education -- so far as its relation to the understanding goes -- means
logic. That is indispensable to it, and no other one thing is.
65. I do not need to be told that science consists of specialties. I know all
that, for I belong to the guild of science, have learned one of its trades and am
saturated with its current notions.†6 But in my judgment there are scientific men,
all whose training has only served to belittle them, and I do not see that a mere
scientific specialist stands intellectually much higher than an artisan. I am quite
sure that a young man who spends his time exclusively in the laboratory of
physics or chemistry or biology, is in danger of profiting but little more from his
work than if he were an apprentice in a machine shop.
66. The scientific specialists -- pendulum swingers †7 and the like -- are
doing a great and useful work; each one very little, but altogether something vast.
But the higher places in science in the coming years are for those who succeed in
adapting the methods of one science to the investigation of another. That is what
the greatest progress of the passing generation has consisted in. Darwin adapted to
biology the methods of Malthus and the economists; Maxwell adapted to the
theory of gases the methods of the doctrine of chances, and to electricity the
methods of hydrodynamics. Wundt adapts to psychology the methods of
physiology;†8 Galton adapts to the same study the methods of the theory of
errors; Morgan adapted to history a method from biology; Cournot adapted to
political economy the calculus of variations. The philologists have adapted to
their science the methods of the decipherers of dispatches. The astronomers have
learned the methods of chemistry; radiant heat is investigated with an ear trumpet;
the mental temperament is read off on a vernier.
67. Now although a man needs not the theory of a method in order to
apply it as it has been applied already, yet in order to adapt to his own science the
method of another with which he is less familiar, and to properly modify it so as
to suit it to its new use, an acquaintance with the principles upon which it depends
will be of the greatest benefit. For that sort of work a man needs to be more than a
mere specialist; he needs such a general training of his mind, and such knowledge
as shall show him how to make his powers most effective in a new direction. That
knowledge is logic.
68. In short, if my view is the true one, a young man wants a physical
education and an aesthetic education, an education in the ways of the world and a
moral education, and with all these logic has nothing in particular to do; but so far
as he wants an intellectual education, it is precisely logic that he wants; and
whether he be in one lecture-room or another, his ultimate purpose is to improve
his logical power and his knowledge of methods. To this great end a young man's
attention ought to be directed when he first comes to the university; he ought to
keep it steadily in view during the whole period of his studies; and finally, he will
do well to review his whole work in the light which an education in logic throws
upon it.
69. I should be the very first to insist that logic can never be learned from
logic-books or logic lectures. The material of positive science must form its basis
and its vehicle. Only relatively little could be done by the lecturer on method even
were he master of the whole circle of the sciences. Nevertheless, I do think that I
can impart to you something of real utility, and that the theory of method will
shed much light on all your other studies.
70. The impression is rife that success in logic requires a mathematical
head. But this is not true. The habit of looking at questions in a mathematical way
is, I must say, of great advantage, and thus a turn for mathematics is of more or
less service in any science, physical or moral. But no brilliant talent for
mathematics is at all necessary for the study of logic.
71. The course which I am to give this year begins with some necessary
preliminaries upon the theory of cognition.†9 For it is requisite to form a clear
idea at the outset of what knowledge consists of, and to consider a little what are
the operations of the mind by which it is produced. But I abridge this part of the
course as much as possible, partly because it will be treated by other instructors,
and partly because I desire to push on to my main subject, the method of science.
72. I next take up syllogism, the lowest and most rudimentary of all forms
of reasoning, but very fundamental because it is rudimentary.†10 I treat this after
the general style of De Morgan, with references to the old traditional doctrine.
Next comes the logical algebra of Boole, a subject in itself extremely easy, but
very useful both from a theoretical point of view and also as giving a method of
solving certain rather frequently occurring and puzzling problems. From this
subject, I am naturally led to the consideration of relative terms. The logic of
relatives, so far as it has been investigated, is clear and easy, and at the same time
it furnishes the key to many of the difficulties of logic, and has already served as
the instrument of some discoveries in mathematics. An easy application of this
branch of logic is to the doctrine of breadth and depth or the relations between
objects and characters. I next introduce the conception of number, and after
showing how to treat certain statistical problems, I take up the doctrine of
chances. A very simple and elegant mathematical method of treating equations of
finite differences puts the student into possession of a powerful instrument for the
solution of all problems of probability that do not import difficulties extraneous to
the theory of probability itself.
73. We thus arrive at the study of that kind of probable inference that is
really distinctive; that is to say, Induction in its broadest sense -- Scientific
Reasoning. The general theory of the subject is carefully worked out with the aid
of real examples in great variety, and rules for the performance of the operation
are given. These rules have not been picked up by hazard, nor are they merely
such as experience recommends; they are deduced methodically from the general
theory.
74. Finally, it is desirable to illustrate a long concatenation of scientific
inferences. For this purpose we take up Kepler's great work, De Motu Stellae
Martis, the greatest piece of inductive reasoning ever produced. Owing to the
admirable and exceptional manner in which the work is written, it is possible to
follow Kepler's whole course of investigation from beginning to end, and to show
the application of all the maxims of induction already laid down.
75. In order to illustrate the method of reasoning about a subject of a more
metaphysical kind, I shall then take up the scientific theories of the constitution of
matter.
76. Last of all, I shall give a few lectures to show what are the lessons that
a study of scientific procedure teaches with reference to philosophical questions,
such as the conception of causation and the like.
77. I will assume, then, that scientific doubt never gets completely set to
rest in regard to any question until, at last, the very truth about that question
becomes established.†11 Taking the phenomenon as a whole, then, without
considering how it is brought about, science is foredestined to reach the truth of
every problem with as unerring an infallibility as the instincts of animals do their
work, this latter result like the former being brought about by some process of
which we are as yet unable to give any account. It is, we will say, the working of
the human instinct. It is not (always considering it in its entirety,) of a rational
nature, since, being infallible, it is not open to criticism, while "rational" means
essentially self-criticizing, self-controlling and self-controlled, and therefore open
to incessant question. But this instinctive infallibility is brought about by the
exercize of reason, which is all along subject to blunder and to go wrong. The
manner in which this comes about may be, I will not quite say illustrated, but may
be rendered intelligible, by the following skeletal example. I call it skeletal
because it involves the one character of research which is here to be considered,
while attempting no representation of it in other respects. Let us suppose, then,
that you have a die which may, for all you know, be loaded; and that you proceed
to experiment upon it by throwing it repeatedly, counting as you go the total
number of throws and also the number of them which turn up the ace side. For the
sake of simplicity, I will suppose that the die is really perfect, although you do not
know that it is so. After you have thrown it six times, it will be more likely to give
either no ace or more than one ace than to give just one. Namely, there is one
chance in three that there will be no ace in the first six throws, there are two
chances in five that there will be just one, one chance in five that there will be just
two; and there will remain one chance in fifteen that there will be more than two
aces. Suppose you go on throwing the die a great many times, and after each
throw you divide the number of aces that have turned up by the whole number of
throws so far. The quotient will be [the] result for the probability of throwing an
ace with this die. You will get a new and amended, though not always a really
improved, result after every throw. Now although the throws are purely fortuitous,
so that to most questions about them only probable answers can be given, yet one
thing will certainly happen. Namely, sooner or later, probably very soon, but it
may be only very late, yet certainly at length, a time will come after which all
your values for the probability of throwing an ace with this die will be correct in
the first figure after the decimal point. A later time there will be after which all
the successive determinations will be correct in the first two figures, and so on.
You will never be certain that that time has come, but it certainly some time will
have come. Thus to the question, What is the first figure of the probability?; to the
question, What are the first two figures, etc.; all the answer you will obtain will
after a time be free from error. This will be the necessary result. Now that which
is necessarily inerrant may in a somewhat indefinite sense be fairly called
infallible. Thus, a skillful use of fortuitous events will bring infallibly correct
replies to an endless series of questions. This kind of infallibility, which may [be],
for aught we know, not to say quite probably is, the infallibility of the instinct of
animals, is certainly the only kind of infallibility that can be attributed to the
results of science, inasmuch as we can so little know when the very truth is
reached that even the second law of motion is at this moment under indictment.
Moreover, when we come to subject the processes of science to criticism, we shall
find it impossible to deny that a conditional form of this kind of infallibility must
be attributed to science.
78. In the light of what has been said, what are we to say to that logical
fatalism whose stock in trade is the argument that I have already indicated? I
mean the argument that science is predestined to reach the truth, and that it can
therefore make no difference whether she observes carefully or carelessly nor
what sort of formulae she treats as reasons. The answer to it is that the only kind
of predestination of the attainment of truth by science is an eventual
predestination, -- a predestination aliquando denique. Sooner or later it will attain
the truth, nothing more. It means that if you take the most pigheaded and
passionate of men who has sworn by all the gods that he never will allow himself
to believe the earth is round, and give him time enough, and cram that time with
experience in the pertinent sphere, and he will surely come to and rest in the truth
about the form of the earth. Such is the infallibility of science. But the secret of
the matter is that the man's wilfulness and prejudice will break down before such
experience. Such, at least, must be our assumption, if we are to adhere to our faith
in the infallibility of science. So far as this assumption goes beyond ordinary
everyday experience, it rests on the deeper assumption that that which experience
has done for generations of men, who a thousand years ago were substantially in
that man's plight, it would do for an individual who were to go through the
experiences that those generations have gone through. If one does not believe in
this, then the present question does not arise. Our belief in the infallibility of
science, which alone prompts the fatalistic suggestion, rests upon our experience
of the overwhelming rationalizing power of experience. As long as the man keeps
to his determination to exclude from his thoughts whatever might tend to make
him assent to the proposition that the earth is round, he certainly will not come to
that truth. Granting, therefore, that it is of the nature of experience to develope
albuminous matter into rational brain, and to make the mind unceasingly agitate
doubt until it finally comes to repose in the true belief, -- which is only a more
developed way of formulating our belief in the infallibility of science, it is entirely
uncertain when the truth will be reached. It will be reached; but only after the
investigator has come, first, to a conception of the nature of truth, and to a
worship of it as the purest emanation of That which is creating the universe, and
then, to an understanding of the right method to absorb it from the universe of
experience. It will infallibly be reached sooner or later, if favorable conditions
continue; but man having a short life, and even mankind not a very long one, the
question is urgent, How soon? And the answer is, as soon as a sane logic has had
time to control conclusions. Everything thus depends upon rational methods of
inquiry. They will make that result as speedy as possible, which otherwise would
have kicked its heels in the anteroom of chance. Let us remember, then, that the
precise practical service of sound theory of logic is to abbreviate the time of
waiting to know the truth, to expedite the predestined result. But I here use the
words 'abbreviate' and 'expedite' in a peculiar sense. Imagine a derelict wreck to
be floating about on the ocean; and suppose that it will be driven hither and
thither until it chances to be cast upon a shore. Then, a vessel which should go
and take that derelict in tow and deliberately strand it upon the nearest shore,
would be "abbreviating" or "expediting" the fulfillment of the destiny of that
derelict in the same sense in which I hold that logic "abbreviates" inquiry, and
"expedites" its result. It changes a fortuitous event which may take weeks or may
take many decennia into an operation governed by intelligence, which will be
finished within a month. This is the sense in which logic "abbreviates" and
"expedites" the attainment of truth.
§3. SCIENTIFIC METHOD
79. Scientific Method: The general method of successful scientific
research. The following are some of its characteristics. Cf. Science.†13
80. (1) The student's first step is to form a perfectly definite and consistent
idea of what the problem really is; then he ought to develop the mathematics of
the subject in hand as far as possible; and to establish a mathematical method
appropriate to the particular problem, if it be one which allows exact treatment.
As examples and models of what is meant, may be mentioned Maxwell's
researches on colour sensation in the Philos. Trans. for 1860, Flinders Petrie's
book Inductive Metrology, the last chapters of Pearson's Grammar of Science. Of
course, as the student's understanding of the matter advances, he will return to this
first task, and continually improve upon his first essays.
81. The second step will be to consider the logic and methodeutic of the
research in hand, unless it is itself a question of pure mathematics, where the logic
is inseparable from the mathematics. He will do well to study the manner in
which questions somewhat analogous to his own have been successfully resolved
in widely different fields; for the greatest advantage has accrued from the
extension of methods from one subject to a widely different one, especially from
simple to intricate matters.
82. The third step should be to reform his metaphysics, if the question is a
broad one. Perhaps he thinks he has no metaphysics, and does not wish to have
any. That will be a sure sign that he is badly handicapped with metaphysics of the
crudest quality. The only way to disburden himself of it is to direct his attention to
it. But he cannot reduce himself to anything like absolute scepticism in
metaphysics without arresting his work.
83. The fourth step will be to study the laws of the phenomena dealt with,
so far as they can be made out at this stage. The general order of discovery in the
nomological sciences is first to pick up the phenomena by excursions in those
fields in which they are to be found, with alertness of observation, with those
clear ideas that make the new fact instantly recognizable as new, and with the
energy that seizes upon the faint trace and follows it up. Witness the manner in
which all the new phenomena of radiation have been brought to light during the
last generation: cathode rays, X rays, Becquerel rays, etc. After making some
acquaintance with the phenomena, the next discovery is of their laws
(nomological). In the light of one's metaphysics and general conception of the
department of truth dealt with, one considers what different hypotheses have any
claims to investigation. The leading considerations here will be those of the
'economics' of research.†14 If, for example, a hypothesis would necessitate an
experimental result that can be cheaply refuted if it is not true, or would be greatly
at variance with preconceived ideas, that hypothesis has a strong claim to early
examination. But one must not give up a hypothesis too readily. Many a discovery
has been missed by that fault. Gravitation would have been known a decade
earlier if Newton had not hastily thought it refuted, and so set back all the
subsequent history of physics by something like that amount of time lost. It is
likely that thousands of persons more will die of consumption -- as remote as that
may seem -- than would have died if he had not made that error. The testing of the
hypothesis proceeds by deducing from it experimental consequences almost
incredible, and finding that they really happen, or that some modification of the
theory is required, or else that it must be entirely abandoned. The law of the
phenomena once made out, it only remains to measure with precision the values
of the coefficients in the equation which expresses it.
84. The problem under investigation may not be of a nomological kind.
Not that the phenomena are not conceivably subject to law, so that the subject
may ultimately be received into the nomological sciences, -- as chemistry, for
example, promises some day to mature into a nomological science; but in the
present state of knowledge the question, we will suppose, cannot be so studied.
Still, a certain amount of nomological study is a necessary preliminary to
engaging with the problem itself. Biology calls for aid from physiology. The
student who is studying the growth of languages must avail himself of all the
knowledge that there is about the physics of speech sounds. In case, then, the
question has not yet reached the nomological stage, the sixth step in the work will
be of a classificatory nature. Such order, of a more or less imperfect kind, as can
be traced in the phenomena must be made out. Students of the classificatory
sciences like to call such regularities laws. The tendency is a symptom of health;
because it shows that law is their ideal, and that they are striving to bring their
sciences to the nomological stage. But such orderlinesses as 'Grimm's Law' (see
Gender) and 'Mendeléef's Law' are not laws in the sense in which the association
of ideas and the three laws of motion are laws. They are not satisfactory for a
minute. They are nothing that can blend with our metaphysics; they are not of a
universal kind; and they are not precise. You may imagine that there might be a
chain of more and more universal, precise, and reasonable regularities leading
from these to those. But there is, in fact, a great gap, which has to be
acknowledged. A hypothesis may be made about the cause of the three laws of
motion; but we can have no present hopes of satisfactorily proving the truth of
such a thing; while we at once set to work with great hopes of making
considerable steps towards explaining Mendeléef's Law and Grimm's Law. But
the most important distinction between true laws and such regularities lies in the
very different way in which we proceed to the discovery of the one and of the
other. The whole attitude of mind is so different that it is difficult to believe that
the same man would have great success in the two tasks. We have seen in our day
the establishment of a grand example of each kind, the Law of the Conservation
of Energy (q.v.) and the Periodic Law. The one dealt with a small number of
observations. Exactitude was the main thing. The hypothesis itself sprang almost
immediately from the natural light of reason. In the other case, it was necessary
with a positive effort to put ideas of exactitude aside and to find order in a great
tangle of facts.
85. Perhaps the problem in hand relates to one of those sciences basely
called descriptive, that is, sciences which study, not classes of facts, but individual
facts, such as history, descriptive astronomy, geography. No science is merely
descriptive. These sciences are investigations of causes. The historian's facts of
observation are not those contained in his text, but those mentioned in the footnotes
-- the documents and monuments.†15 It is the supposed causes of these
which make the text. Nor is he contented with a mere chronicle of striking public
events; he endeavours to show what the hidden causes of them were. So the
astronomer's real business is to prove the Nebular Hypothesis (q.v.) or whatever
ought to replace it. The geologist does not merely make a geological map, but
shows how the existing state of things must have come to pass. To do this the
historian has to be a profound psychologist, the geologist a master of physics and
dynamics. Just as the classificatory sciences tend to become nomological, so the
descriptive, or explanatory, sciences tend to become classificatory. The
astronomer finds so many examples of systems in formation, that he can
formulate the cycle of events through which they generally pass; as the historian
formulates cycles through which communities usually pass, and the geologist
formulates cycles through which continents commonly pass. These are analogous
to the cyclical laws of the classificatory sciences.
86. But perhaps the problem before the student is not one of theoretical
physics or of theoretical psychics, but a practical problem. He wishes to invent. In
that case he ought to have a great knowledge both of facts about men's minds and
of facts about matter; for he has to adapt the one to the other. He ought to know
more than any pure scientist can be expected to know. Of course, as the world
goes, he does not.
87. (2) The most vital factors in the method of modern science have not
been the following of this or that logical prescription -- although these have had
their value too -- but they have been the moral factors. First of these has been the
genuine love of truth and conviction that nothing else could long endure. Given
that men strive after the truth, and, in the nature of things, they will get it in a
measure. The greatest difference between the scientific state of the modern
scientific era from Copernicus and the middle ages, is that now the whole concern
of students is to find out the truth; while then it was to put into a rational light the
faith of which they were already possessed. The chief obstacle to the advance of
science among students of science in the modern era has been that they were
teachers, and feared the effect of this or that theory. But the salvation from this
danger has been the fact that there was no vast institution which anybody for a
moment hoped could withstand the mighty tide of fact. The next most vital factor
of the method of modern science is that it has been made social. On the one hand,
what a scientific man recognizes as a fact of science must be something open to
anybody to observe, provided he fulfils the necessary conditions, external and
internal. As long as only one man has been able to see a marking upon the planet
Venus, it is not an established fact. Ghost stories and all that cannot become the
subject of genuine science until they can in some way be welded to ordinary
experience.†16 On the other hand, the method of modern science is social in
respect to the solidarity of its efforts. The scientific world is like a colony of
insects, in that the individual strives to produce that which he himself cannot hope
to enjoy. One generation collects premises in order that a distant generation may
discover what they mean. When a problem comes before the scientific world, a
hundred men immediately set all their energies to work upon it. One contributes
this, another that. Another company, standing upon the shoulders of the first,
strike a little higher, until at last the parapet is attained. Still another moral factor
of the method of science, perhaps even more vital than the last, is the selfconfidence
of it. In order to appreciate this, it is to be remembered that the entire
fabric of science has to be built up out of surmises at truth. All that experiment
can do is to tell us when we have surmised wrong. The right surmise is left for us
to produce. The ancient world under these circumstances, with the exception of a
few men born out of their time, looked upon physics as something about which
only vague surmises could be made, and upon which close study would be thrown
away. So, venturing nothing, they naturally could gain nothing. But modern
science has never faltered in its confidence that it would ultimately find out the
truth concerning any question in which it could apply the check of experiment.
88. These are some of the more vital factors of the method of modern
science. For the purely logical elements the reader should consult special topics,
e.g. Reasoning,†17 Probable Inference,†18 Psychophysical Methods, Errors of
Observation, Empirical Logic, Variation, etc.
89. Verification: It is desirable to understand by a verifiable hypothesis
one which presents an abundance of necessary consequences open to
experimental tests, and which involves no more than is necessary to furnish a
source of those consequences. The verification will not consist in searching the
facts in order to find features that accord or disagree with the hypothesis. That is
to no purpose whatsoever. The verification, on the contrary, must consist in
basing upon the hypothesis predictions as to the results of experiments, especially
those of such predictions as appear to be otherwise least likely to be true, and in
instituting experiments in order to ascertain whether they will be true or not.
90. These experiments need not be experiments in the narrow and
technical sense, involving considerable preparation. That preparation may be as
simple as it may. The essential thing is that it shall not be known beforehand,
otherwise than through conviction of the truth of the hypothesis, how these
experiments will turn out. It does not need any long series of experiments, so long
as every feature of the hypothesis is covered, to render it worthy of positive
scientific credence. What is of much greater importance is that the experiments
should be independent, that is, such that from the results of some, the result of no
other should be capable of reasonable surmise, except through the hypothesis. But
throughout the process of verification the exigencies of the economy of research
should be carefully studied from the point of view of its abstract theory.
91. When, in 1839, Auguste Comte laid down the rule that no hypothesis
ought to be entertained which was not capable of verification, it was far from
receiving general acceptance. But this was chiefly because Comte did not make it
clear, nor did he apparently understand, what verification consisted in. He seemed
to think, and it was generally understood, that what was meant was that the
hypothesis should contain no facts of a kind not open to direct observation. That
position would leave the memory of the past as something not so much as to be
entertained as plausible.
§4. SIMPLICITY
92. Parsimony (law of): Ockham's razor, i.e. the maxim 'Entia non sunt
multiplicanda praeter necessitatem.' The meaning is, that it is bad scientific
method to introduce, at once, independent hypotheses to explain the same facts of
observation.
93. Though the maxim was first put forward by nominalists, its validity
must be admitted on all hands, with one limitation; namely, it may happen that
there are two theories which, so far as can be seen, without further investigation,
seem to account for a certain order of facts. One of these theories has the merit of
superior simplicity. The other, though less simple, is on the whole more likely.
But this second one cannot be thoroughly tested by a deeper penetration into the
facts without doing almost all the work that would be required to test the former.
In that case, although it is good scientific method to adopt the simpler hypothesis
to guide systematic observations, yet it may be better judgment, in advance of
more thorough knowledge, to suppose the more complex hypothesis to be true.
For example, I know that men's motives are generally mixed. If, then, I see a man
pursuing a line of conduct which apparently might be explained as thoroughly
selfish, and yet might be explained as partly selfish and partly benevolent, then,
since absolutely selfish characters are somewhat rare, it will be safer for me in my
dealings with the man to assume the more complex hypothesis to be true;
although were I to undertake an elaborate examination of the question, I ought to
begin by ascertaining whether the hypothesis of pure selfishness would quite
account for all he does.
94. The whole aim of science is to find out facts, and to work out a
satisfactory theory of them. Still, a theory does not necessarily lose its utility by
not being altogether true. . . .
95. No theory in the positive sciences can be supposed to satisfy every
feature of the facts. Although we know that the law of gravitation is one of the
most perfect of theories, yet still, if bodies were to attract one another inversely as
a power of the distance whose exponent were not 2, but 2.000001, the only
observable effect would be a very slow rotation of the line of apsides of each
planet. Now the lines of apsides all do rotate in consequence of perturbations,
which virtually do alter slightly the sun's attraction, and thus such an effect would
probably only produce slight discrepancies in the values obtained for the masses
of the planets. In very many cases, especially in practical problems, we
deliberately go upon theories which we know are not exactly true, but which have
the advantage of a simplicity which enables us to deduce their consequences. This
is true of almost every theory used by engineers of all kinds. The most
extraordinary departure from the known facts occurs when hydrodynamics is
applied, where the theory is in striking opposition to facts which obtrude
themselves upon every spectator of moving water. Nevertheless, even in this case,
the theory is not useless.
96. In all the explanatory sciences theories far more simple than the real
facts are of the utmost service in enabling us to analyse the phenomena, and it
may truly be said that physics could not possibly deal even with its relatively
simple facts without such analytic procedure. Thus, the kinetical theory of gases,
when first propounded, was obliged to assume that all the molecules were elastic
spheres, which nobody could believe to be true. If this is necessary even in
physics, it is far more indispensable in every other science, and most of all in the
moral sciences, such as political economy. Here the sane method is to begin by
considering persons placed in situations of extreme simplicity, in the utmost
contrast to those of all human society, and animated by motives and by reasoning
powers equally unlike those of real men. Nevertheless, in this way alone can a
base be obtained from which to proceed to the consideration of the effects of
different complications. Owing to the necessity of making theories far more
simple than the real facts, we are obliged to be cautious in accepting any extreme
consequences of them, and to be also upon our guard against apparent refutations
of them based upon such extreme consequences.
§5. KINDS OF REASONING
97. First of all I must establish, as well as I can, the proposition that all
Reasoning is either Deduction, Induction, or Retroduction.†21
98. Unfortunately, I am unable to make this as evident as would be
desirable, although I think there is very little room for doubting it, since in the
course of a long life of active study of reasonings, during which I have never met
with any argument not of a familiar type without carefully analyzing and studying
it, I have constantly since 1860, or 50 years, had this question prominently in
mind, and if I had ever met with an argument not of one of these three kinds, I
must certainly have perceived it. But I never have found any such kind of
argument except Analogy, which, as I have shown, is of a nature, -- a mixture of
the three recognized kinds. Therefore, it may be taken as substantially certain that
I have never in 50 years met with a reasoning of any fourth type.
99. Now I have not been the only man whose attention would have been
roused by the appearance of any such reasoning; and if anybody in the civilized
world had found such an argument, I should have heard of it.
100. Now it is of the nature of a genus of reasoning that it applies to any
kind of matter in inexhaustible variety. It is therefore very difficult to believe that
there is any kind of reasoning that has not been familiarly employed and known
by all the world from time immemorial. On the whole, then, I think my negative
experience ought to be pretty convincing, inductively.
101. Though I do not profess to render it strictly speaking, evident that
there are but the three types of reasoning, yet it will be interesting to see how
nearly I can approach that desideratum.
102. A sound reasoning justifies us in some kind of belief in the truth of a
proposition that in the absence of the reasoning we should not have been so much
justified in believing.
103. In reasoning, one is obliged to think to oneself. In order to recognize
what is needful for doing this it is necessary to recognize, first of all, what
"oneself" is. One is not twice in precisely the same mental state. One is virtually
(i.e. for pertinent purposes, the same as if one were) a somewhat different person,
to whom one's present thought has to be communicated. Consequently, one has to
express one's thought so that that virtually other person may understand it. One
may, with great advantage, however, employ a language, in thinking to oneself,
that is free from much explanation that would be needed in explaining oneself to
quite a different person. One can establish conventions with oneself, which enable
one to express the essence of what [one] has to communicate free from signs that
are not essential. For that reason for example a mathematician has, in thinking of
mathematical subjects, an immense advantage. Thus if he has to express to
himself a force he will think of D(2/t)S, which, he will remember, or can readily
see if he should not remember it, is the same as Ds[1/2(DtS)2].†22 Or he may
express the same thing by means of a geometrical diagram, and that in any one of
various forms. In like mathematical fashion Existential Graphs †23 enable me
here and there greatly to abridge the labor and increase the exactitude of my
thought by putting intricate logical relations in the forms that display to me
precisely what they involve.
104. In particular, [the system of] Existential Graphs shows clearly that all
logical relations are compounds of the relation of consequence, provided we look
upon identity as so composed. But Existential Graphs does not so regard Identity.
That is, it does not assert that to say that the Battle of Waterloo was the final
downfall of Napoleon is precisely the same as to say, that if the Battle of
Waterloo was the final downfall of Napoleon then for Napoleon to lose that battle
as completely as he did, necessarily involved his final overthrow, while if he had
not so lost that battle, he would not then and there have been finally overthrown.
105. My reason in constructing the system of Existential Graphs for not
allowing such an identity was that no single actual event can follow as logically
consequent upon any other, since if it [were] otherwise in the smallest particular,
it would be a different event. If in the Battle of Waterloo one man's wound were
shifted a hundredth of an inch, or if it had occurred a tenth of a second earlier or
later, the Battle would not have been that actual event that did take place; and we
never can be in a situation to affirm that under specified circumstances that which
did take place must have taken place with such absolute precision; and it is the
merest moonshine to claim to know that only as any describable circumstances
had taken place the Battle of Waterloo or any other actual historical event must
have taken place precisely as it did. It is a pretty theory although there are grave
objections to its precise truth, but to claim to know it is a pretension that I do not
think any sober minded man who sufficiently considers the subject will allow
himself to make. It has all the ear-marks of the doctrinaire, the man who is
willing to accept theories as absolutely true. All the difficulties into which
metaphysicians contrive to snarl themselves up are traceable to just that
doctrinaire disposition. Certainly, I will take care that my system of logic is not
inoculated with that easily avoidable but fatal infection.
106. Therefore, the System of Graphs is so constructed that nothing can be
recognized as an apodictic proof that in any circumstances defined in general
terms, an event must have happened precisely as it did.
107. But as long as we have to do with general states of things, Existential
Graphs analyzes all logical relations into cases of the one relation of
consequence, that is the relation between one general description of event, A, an
antecedent, and another general description of event, C, a consequent, the relation
consisting in the fact that whenever A is realized, C will be realized. All known
laws of dynamics as well as all other truths consist of such relations.
108. I will not, therefore, admit that we know anything whatever with
absolute certainty.†24 It is possible that twice two is not four. For a computer
might commit an error in the multiplication of 2 by 2; and whatever might happen
once might happen again. Now 2 has never been multiplied by 2 but a finite
number of times; and consequently all such multiplications may have been wrong
in the same way. It is true that it would be difficult to imagine a greater folly than
to attach any serious importance to such a doubt. Still foolish as that would be, its
folly would not be so great as to assert that there is some number of repetitions of
a multiplication that renders their result, if all agree, absolutely certain. For if this
be the case there is some number which is the least that is sufficient to produce
certainty. Let this number be denoted by N. Then N-1 repetitions of the
multiplication do not yield an absolutely certain result, but one more, if it agree
with all the others, will have that result. Consequently a single multiplication will
be sufficient to give us absolute certainty, that the result is the same, unless some
other one of N-1 repetitions should give a different result. Thus, disregarding the
particular proposition in question one is driven to maintaining that a single
experiment is capable of giving us certain knowledge as to the result of any
number of experiments. This is sufficient to show that such an assumption is
dangerous in the extreme. It is also absurd from various points of view. The only
safety is to say that man is incapable of absolute certainty.
109. But some one will ask me, "Do you, then, really entertain any doubt
that twice two is four?" To this I must answer, "No, as well as I can perceive,
there is not the slightest real doubt of it in my mind."†25 "But," he will say, "how
can that be? You say it is not certain. Ought you not then, to entertain a doubt of
it; and if you feel that it ought to be doubted, do you not, ipso facto, actually
doubt it?" I reply: "Doubt is a certain kind of feeling. It has not only grades of
intensity, but also varieties of quality. Now if I were able to modify my state of
mind by a sufficiently slight tincture of the right kind of doubt, I ought to do so.
But if I were to attempt really to feel any doubt at all, I should certainly either feel
none at all or else millions upon millions of times too much. For I could not in the
least recognize a tincture so small nor even one that should be millions of times
too great. If I were to devote my whole life to the useless task of trying to make
such slight distinctions in my feelings, I could not come near to the requisite
delicacy. My feeling of doubt is one of the coarser of my sensations; and there
would be no practical use in making it more delicate than it is, for it is already so
far more delicate than that of almost all the persons with whom I converse, that I
often find an insuperable difficulty in making them comprehend the slighter
grades of my feeling, and there is no practical difference in my conduct whether,
say, 3/8 or 5/13 be the proper degree of doubt about a matter not measurable. It
would be a waste of time to adjust my feeling of doubt more accurately, since it
neither would have, nor ought to have, any effect upon my scientific conduct.
Instead of wasting effort on my feeling, I devote my energies to learning more
about the subjects concerning which I have any considerable doubts, while very
small doubts I neglect until I can reduce the amount of my doubt concerning
subjects of greater importance."
§6. KINDS OF INDUCTION
110. Suppose we define Inductive reasoning as that reasoning whose
conclusion is justified not by there being any necessity of its being true or
approximately true but by its being the result of a method which if steadily
persisted in must bring the reasoner to the truth of the matter or must cause his
conclusion in its changes to converge to the truth as its limit. Adopting this
definition, I find that there are three orders of induction of very different degrees
of cogency although they are all three indispensable.
111. The first order of induction, which I will call Rudimentary
Induction, or the Pooh-pooh argument, proceeds from the premiss that the
reasoner has no evidence of the existence of any fact of a given description and
concludes that there never was, is not, and never will be any such thing. The
justification of this is that it goes by such light as we have, and that truth is bound
eventually to come to light; and therefore if this mode of reasoning temporarily
leads us away from the truth, yet steadily pursued, it will lead to the truth at last.
This is certainly very weak justification; and were it possible to dispense with this
method of reasoning, I would certainly not recommend it. But the strong point of
it is that it is indispensable. It goes upon the roughest kind of information, upon
merely negative information; but that is the only information we can have
concerning the great majority of subjects.
112. I find myself introduced to a man without any previous warning.
Now if I knew that he had married his grandmother and had subsequently buried
her alive, I might decline his acquaintance; but since I have never heard the
slightest suspicion of his doing such a thing, and I have no time to investigate idle
surmises, I presume he never did anything of the sort. I know a great many men,
however, whose whole stock of reasoning seems to consist in this argument,
which they continue to use where there is positive evidence and where this
argument consequently loses all force. If you ask such a man whether he believes
in the liquefaction of the blood of St. Januarius, he will say no. Why not? Well,
nothing of that kind ever came within the range of my experience. But it did come
within the range of Sir Humphrey Davy's experience, who was granted every
facility for the thorough investigation of it. His careful report simply confirms the
usual allegations with more circumstantial details. You are not justified in poohpoohing
such observations; and that the fact is contrary to the apparent ordinary
course of nature is no argument whatever. You are bound to believe it, until you
can bring some positive reason for disbelieving it.
113. In short this rudimentary kind of induction is justified where there is
no other way of reasoning; but it is of all sound arguments the very weakest and
must disappear as soon as any positive evidence is forthcoming.
114. The second order of induction consists in the argument from the
fulfillment of predictions. After a hypothesis has been suggested to us by the
agreement between its consequences and observed fact, there are two different
lines that our further studies of it may pursue. In the first place, we may look
through the known facts and scrutinize them carefully to see how far they agree
with the hypothesis and how far they call for modifications of it. That is a very
proper and needful inquiry. But it is Abduction, not Induction, and proves nothing
but the ingenuity with which the hypothesis has been adapted to the facts of the
case. To take this for Induction, as a great proportion of students do, is one of the
greatest errors of reasoning that can be made. It is the post hoc ergo propter hoc
fallacy, if so understood. But if understood to be a process antecedent to the
application of induction, not intended to test the hypothesis, but intended to aid in
perfecting that hypothesis and making it more definite, this proceeding is an
essential part of a well-conducted inquiry.
115. The other line which our studies of the relation of the hypothesis to
experience may pursue, consists in directing our attention, not primarily to the
facts, but primarily to the hypothesis, and in studying out what effect that
hypothesis, if embraced, must have in modifying our expectations in regard to
future experience. Thereupon we make experiments, or quasi-experiments,†27 in
order to find out how far these new conditional expectations are going to be
fulfilled. In so far as they greatly modify our former expectations of experience
and in so far as we find them, nevertheless, to be fulfilled, we accord to the
hypothesis a due weight in determining all our future conduct and thought. It is
true that the observed conformity of the facts to the requirements of the
hypothesis may have been fortuitous. But if so, we have only to persist in this
same method of research and we shall gradually be brought around to the truth.
This gradual process of rectification is in great contrast to what takes place with
rudimentary induction where the correction comes with a bang. The strength of
any argument of the Second Order depends upon how much the confirmation of
the prediction runs counter to what our expectation would have been without the
hypothesis. It is entirely a question of how much; and yet there is no measurable
quantity. For when such measure is possible the argument assumes quite another
complexion, and becomes an induction of the Third Order. Inductions of the
second order are of two varieties, that are logically quite distinct.
116. The weaker of these is where the predictions that are fulfilled are
merely of the continuance in future experience of the same phenomena which
originally suggested and recommended the hypothesis, expectations directly
involved in holding the hypothesis. Even such confirmation may have
considerable weight. This, for example, is the way in which the undulatory theory
of light stood before Maxwell. The phenomena of interference suggested
undulations, which measures of the velocity of light in different media confirmed;
and the phenomena of polarization suggested transverse vibrations. All the direct
expectations involved in the hypothesis were confirmed, except that there no
phenomena due to longitudinal vibrations were found. But all physicists felt that it
was a weakness of the theory that no unexpected predictions occurred. The
rotation of the plane of polarization was an outstanding fact not accounted for.
117. The other variety of the argument from the fulfillment of predictions
is where truths ascertained subsequently to the provisional adoption of the
hypothesis or, at least, not at all seen to have any bearing upon it, lead to new
predictions being based upon the hypothesis of an entirely different kind from
those originally contemplated and these new predictions are equally found to be
verified.
118. Thus Maxwell, noticing that the velocity of light had the same value
as a certain fundamental constant relating to electricity, was led to the hypothesis
that light was an electromagnetic oscillation. This explained the magnetic rotation
of the plane of polarization, and predicted the Hertzian waves. Not only that, but
it further led to the prediction of the mechanical pressure of light, which had not
at first been contemplated.
119. The second order of induction only infers that a theory is very much
like the truth, because we are so far from ever being authorized to conclude that a
theory is the very truth itself, that we can never so much as understand what that
means. Light is electro-magnetic vibrations; that is to say, it [is] something very
like that. In order to say that it is precisely that, we should have to know precisely
what we mean by electro-magnetic vibrations. Now we never can know precisely
what we mean by any description whatever.
120. The third order of induction, which may be called Statistical
Induction, differs entirely from the other two in that it assigns a definite value to a
quantity. It draws a sample of a class, finds a numerical expression for a
predesignate character of that sample and extends this evaluation, under proper
qualification, to the entire class, by the aid of the doctrine of chances. The
doctrine of chances is, in itself, purely deductive. It draws necessary conclusions
only. The third order of induction takes advantage of the information thus
deduced to render induction exact.
121. This family of inductions has three different kinds quite distinct
logically. Beginning with the lowest and least certain, we have cases in which a
class of individuals recur in endless succession and we do not know in advance
whether the occurrences are entirely independent of one another or not. But we
have some reason to suppose that they would be independent and perhaps that
they have some given ratio of frequency. Then what has to be done is to apply all
sorts of consequences of independence and see whether the statistics support the
assumption. For instance, the value of the ratio of the circumference of a circle to
its diameter, a number usually called π has been calculated in the decimal
notation, to over seven hundred figures. Now as there is not the slightest reason to
suppose that any law expressible in a finite time connects the value of π with the
decimal notation or with any whole number, we may presume that the recurrences
of any figure say 5 in that succession are independent of one another and that
there is simply a probability of 1/10 that any figure will be a 5.
122. In order to illustrate this mode of induction, I have made a few
observations on the calculated number. There ought to be, in 350 successive
figures, about 35 fives. The odds are about 2 to 1 that there will be 30-39 [and] 3
to 1 that there will be 29-41. Now I find in the first 350 figures 33 fives, and in
the second 350, 28 fives, which is not particularly unlikely under the supposition
of a chance distribution. During the process of counting these 5's, it occurred to
me that as the expression of a rational fraction in decimals takes the form of a
circulating decimal in which the figures recur with perfect regularity, so in the
expression of a quantity like π, it was naturally to be expected that the 5's, or any
other figure, should recur with some approach to regularity. In order to find out
whether anything of this kind was discernible I counted the fives in 70 successive
sets of 10 successive figures each. Now were there no regularity at all in the
recurrence of the 5's, there ought among these 70 sets of ten numbers each to be
27 that contained just one five each; and the odds against there being more than
32 of the seventy sets that contain just one five each is about 5 to 1. Now it turns
out upon examination that there are 33 of the sets of ten figures which contain just
one 5. It thus seems as if my surmise were right that the figures will be a little
more regularly distributed than they would be if they were entirely independent of
one another. But there is not much certainty about it. This will serve to illustrate
what this kind of induction is like, in which the question to be decided is how far
a given succession of occurrences are independent of one another and if they are
not independent what the nature of the law of their succession is.
123. In the second variety of statistical induction, we are supposed to
know whether the occurrences are independent or not, and if not, exactly how
they are connected, and the inquiry is limited to ascertaining what the ratio of
frequency is, after the effects of the law of succession have been eliminated. As a
very simple example, I will take the following. The dice that are sold in the toy
shops as apparatus for games . . . are usually excessively irregular. It is no great
fault, but rather enhances the Christmas gaiety. Suppose, however, that some old
frump with an insatiable appetite for statistics [were to] get hold of a die of that
sort, and he will spend his Christmas in throwing it and recording the throws in
order to find out the relative frequency with which the different faces turn up. He
assumes that the different throws are independent of one another and that the ten
thousand or so which he makes will give the same relative frequencies of the
different faces as would be found among any similar large number of throws until
the die gets worn down. At least he can safely assume that this will be the case as
long as the die is thrown out of the same box by the same person in the same
fashion.
124. This second variety is the usual and typical case of statistical
induction. But it occasionally happens that we can sample a finite collection of
objects by such a method that in the long run any one object of the collection
would be taken as often as every other and any one succession as often as any
other. This may [be] termed a random selection. It is obviously possible only in
the case of an enumerable collection. When this sort of induction is possible it far
surpasses every other in certainty and may closely approach that of demonstration
itself.
125. I have now passed in review all the modes of pure induction with
which I am acquainted. Induction may, of course, be strengthened or weakened by
the addition of other modes of argument leading to the same conclusion or to a
contrary conclusion. It may also be strengthened or weakened by arguments
which do not directly affect the conclusion of the induction but which increase or
diminish the strength of its procedure. There are in particular four kinds of
uniformities which may greatly affect an induction.
126. In the first place the members of a class may present a greater or less
general resemblance as regards certain kinds of characters. Birds for example are,
generally speaking, much more alike than are fishes or mammals; and that will
strengthen any induction about birds. Orchids, on the other hand, are
extraordinarily various.
127. In the second place a character may have a greater or less tendency to
be present or absent throughout the whole of certain kinds of groups. Thus,
coloration often differs within one species, while the number of the principal
bones of the skeleton, and almost all characters which are developed early in
individual life and which persist to maturity are common to all the members of
large classes.
128. In the third place, a certain set of characters may be more or less
intimately connected, so as probably to be present or absent together in certain
kinds of objects. Thus, we generally associate insistency upon minute forms with
narrowness of mind, cleanliness with godliness, and so on.
129. In the fourth place, an object may have more or less tendency to
possess the whole of certain sets of characters when it possesses any of them.
Thus, one meets one man whose views whatever they may be are extreme, while
the opinions of another form a strange mosaic.
130. From the knowledge of a uniformity of any one of these four classes
or from the knowledge of the lack of such uniformity it may be deductively
inferred that a given induction is either stronger or weaker than it otherwise would
be.
§7. UNIFORMITY OF NATURE
131. There is still another sense in which we might speak of the uniformity
of nature. If we select a good many objects on the principle that they shall belong
to a certain class and then find that they all have some common character, pretty
much the whole class will generally be found to have that character. Or if we take
a good many of the characters of a thing at random, and afterwards find a thing
which has all these characters, we shall generally find that the second thing is
pretty near the same as the first.
132. It seems to me that it is this pair of facts rather than any others which
are properly expressed by saying that nature is uniform. We shall see that it is
they which are the leading principles of scientific inference.
Peirce: CP 7.132 Cross-Ref:††
Let us ask, then, whether these facts are statements of a particular
constitution of the world so as to be properly speaking matters of fact or whether
they are purely formal propositions, laws of logic, having no more application to
one state of things than they would have to any other.
133. In the first place, I would call your attention to the quantitative
indeterminateness of both propositions. The first speaks of a good many samples
being selected, and of pretty much all the things in the class from which they are
taken being like them, and of this occurring almost always. The second speaks of
a good many characters of a thing being taken, and of any thing found to have
them being pretty near the same thing, and of this happening almost always. We
have no means whatsoever of defining the propositions in either of the three
respects in which they are thus seen to be so utterly vague.
134. Now you know how a malicious person [who] wishes to say
something ill of another, prefers insinuation; that is, he speaks so vaguely that he
suggests a great deal while he expressly says nothing at all. In this way he avoids
being confronted by fact. It is the same way with these principles of scientific
inference. They are so vague that you cannot bring them to any touch-stone of
experience. They rather insinuate a uniformity in nature than state it. And as
insinuation always expresses the state of feeling of the person who uses it rather
than anything concerning its object, so we may suppose these principles express
rather the scientific attitude than a scientific result.
135. But what if we were in a world of chance? How would it be with
these principles then, or, to simplify the matter, with the first principle? In that
case, it would be extremely seldom that, having selected a number of objects as
having certain characters, we should find that they had any other common
character; and thus there would be very little applicability for this principle. But,
we have seen that the proportion of cases where this principle applies is
indefinitely small in our present world. Cases might occur, doubtless would in a
world of chance and when they did occur the principle doubtless would hold true.
136. It is a mistake to suppose that there would be no laws in a world of
chance. At least, so I should think. Suppose we were to throw a die any number of
times and set down the numbers thrown in a column. I could show you that there
would be some very curious laws in reference to those numbers. They would
appear quite surprizing. So that chance is not the abrogation of all laws.
137. But there is a peculiarity about those laws that chance does not
abrogate; suppose that in throwing the die other numbers had turned up from
those which actually turned up, so that the row of numbers would have been
somewhat different; still the laws would have held; they would hold with one set
of numbers as well as with another. Whereas if we were to give a whale legs or a
woman wings, the laws of the animal kingdom would be interfered with. So that
there are two kinds of laws, those which in a different state of things would
continue to hold good and those which in a different state of things would not
hold good. The former we call formal laws, the latter material laws. The formal
laws do not depend on any particular state of things, and hence we say we have
not derived them from experience; that is to say, any other experience would have
furnished the premisses for them as well as that which we have experienced;
while to discover the material laws we require to have known just such facts as
we did. But as the laws which we have mentioned, that as is sample so is the
whole and that the sameness of a number of characters manifests identity, are
laws which would hold so long as there were any laws, though only formal ones,
it is plain that no alteration in the constitution of the world would abrogate them,
so that they are themselves formal laws, and therefore not laws of nature but of
the conditions of knowledge in general.
138. Two classes of thinkers wish to make the difference between formal
and material laws merely relative; namely, those who would reduce all formal
laws to material laws, and those who would reduce all material laws to formal
laws. But neither can deny that there is a great difference between what we must
consider formal and what we must consider material laws. Those who would
reduce all material laws to formal laws, have indeed shown that what we call
material laws are only those which we cannot discover to be formal; and thus that
all material laws may be formal; and in so doing they have cut anyone off from
saying that there is a peculiar uniformity of nature consisting in its material laws.
On the other hand, those who would reduce formal laws to material laws, among
whom is Mr. Mill, have shown that laws may be thought to be formal, that is to be
such that a violation of them is unimaginable, owing to a want of imaginative
power in us arising from a defective experience, and they infer from that that all
formal laws may be material. But so long as there are any laws whatsoever, these
laws that the whole is as the sample and that identity goes with similarity in
respects [not] chosen to make out the similarity, these laws I say must exist. For
these are but as much as to say that there is law. That we shall see in future
lectures. Now all law may, in one sense, be contingent. But that there should be
knowledge without the existence of law, that there should be intelligence without
anything intelligible, all admit to be impossible. These laws therefore cannot be
abrogated without abrogating knowledge; and thus are the formal conditions of all
knowledge.
Footnotes
Peirce: CP 7.49 Fn 1 p 37
†1 (Ed.) Paragraphs 49-52 are from manuscript L, undated (but cf. 59n4),Widener IB2-9.
Paragraphs 53-58 are from "Of the Classification of the Sciences. Second
Paper. Of the Practical Sciences," Widener II. Paragraphs 53-57, 381n19 and 58
come from the manuscript in that order. This manuscript is dated c.1902 on the
basis of references in it.
Peirce: CP 7.54 Fn 2 p 40
†2 (Ed.) This statement appears on page 3 in the edition edited by Alois
Höfler, published by C. E. M. Pfeffer, Leipzig, 1900.
Peirce: CP 7.58 Fn 3 p 43
†3 (Ed.) Cf. 5.340.
Peirce: CP 7.59 Fn 4 p 43
†4 (Ed.) Paragraphs 59-76 are "Introductory Lecture on the Study of
Logic," [JHUC] 2(Nov 1882)11-12, with two preliminary paragraphs omitted.
Paragraphs 77-78 are from manuscript N, Widener IB2-9, undated, but the
manuscript contains results from the census of 1900. This manuscript and
manuscript L (cf. 49n1) are probably parts of the same work.
Peirce: CP 7.59 Fn 5 p 44
†5 (Ed.) Orbellis (Nicholaus de), Expositio super textu Petri Hispani,
Super libro Peryhermenias, Venice, 1500, fol. a3v.
Peirce: CP 7.65 Fn 6 p 46
†6 (Ed.) See Book I of the present volume.
Peirce: CP 7.66 Fn 7 p 46
†7 (Ed.) Peirce's main task in the United States Coast Survey was to
measure the force of gravity by swinging a pendulum.
Peirce: CP 7.66 Fn 8 p 46
†8 (Ed.) See the review of Wundt's book in [CP] VIII, Book I, Review 14.
Peirce: CP 7.71 Fn 9 p 47
†9 (Ed.) See [CP] V.
Peirce: CP 7.72 Fn 10 p 48
†10 (Ed.) See the rest of the present book and [CP] II for discussions of
most of the topics mentioned in this and the following paragraphs.
Peirce: CP 7.77 Fn 11 p 49
†11 (Ed.) Cf. 5.383ff.
Peirce: CP 7.79 Fn 12 p 52
†12 (Ed.) Paragraphs 79-88 are "Scientific Method," Dictionary of
Philosophy and Psychology (edited by James Mark Baldwin), Vol. II, 1902, pp.
500-503. Paragraphs 89-91 are "Verification," ibid., pp. 761-762.
Peirce: CP 7.79 Fn 13 p 52
†13 (Ed.) Peirce did not define this term for Baldwin's Dictionary, but see
Section 1 of the present chapter (49ff.).
Peirce: CP 7.83 Fn 14 p 54
†14 (Ed.) See Chapter 2, "Economy of Research," in the present book.
Peirce: CP 7.85 Fn 15 p 55
†15 (Ed.) See Chapter 3, "The Logic of Drawing History from Ancient
Documents," in the present book.
Peirce: CP 7.87 Fn 16 p 57
†16 (Ed.) Cf. Chapter 5, "Telepathy and Perception," in Book III of the
present volume.
Peirce: CP 7.88 Fn 17 p 57
†17 (Ed.) 2.773-778.
Peirce: CP 7.88 Fn 18 p 58
†18 (Ed.) 2.783-787.
Peirce: CP 7.92 Fn 19 p 59
†19 (Ed.) Paragraphs 92-93 are "Parsimony (law of)," Dictionary of
Philosophy and Psychology (edited by James Mark Baldwin), Vol. II, 1902, p.
264. Paragraphs 94-96 are from "Theory," ibid., pp. 693-694.
Peirce: CP 7.97 Fn 20 p 61
†20 (Ed.) "Notes for my Logical Criticism of Articles of the Christian
Creed," Widener IB3. Judging by the reference to 1860 in the second paragraph,
this is to be dated c.1910.
Peirce: CP 7.97 Fn 21 p 61
†21 (Ed.) Peirce also uses "Abduction" and "Hypothesis" for what he here
calls "Retroduction."
Peirce: CP 7.103 Fn 22 p 62
†22 (Ed.) That is, in the case of a unit mass, the force is equal to the
acceleration, and it is also equal to the derivative of the energy with respect to
distance.
Peirce: CP 7.103 Fn 23 p 62
†23 (Ed.) See [CP] IV, Book II.
Peirce: CP 7.108 Fn 24 p 64
†24 (Ed.) Peirce's fallibilism, the doctrine that there is no absolute
certainty in knowledge, is discussed at 1.8ff., and elsewhere in [CP] I.
Peirce: CP 7.109 Fn 25 p 64
†25 (Ed.) Cf. the discussion of unreal doubt as contrasted to genuine doubt
at 5.265 and elsewhere in [CP] V.
Peirce: CP 7.110 Fn 26 p 65
†26 (Ed.) From Vol. I of Lecture 7 of the Lowell Lectures of 1903,
Widener IB2-4.
Cf. 2.755-760 and 7.208-217 for related treatments of the same topic.
Peirce: CP 7.115 Fn 27 p 67
†27 (Ed.) "The Deductions which we base upon the hypothesis which has
resulted from Abduction produce conditional predictions concerning our future
experience. That is to say, we infer by Deduction that if the hypothesis be true,
any future phenomena of certain descriptions must present such and such
characters. We now institute a course of quasi-experimentation in order to bring
these predictions to the test, and thus to form our final estimate of the value of the
hypothesis, and this whole proceeding I term Induction. I speak of quasiexperimentation
because the term experiment is, according to the usage of
scientific men, restricted to the operation of bringing about certain conditions.
The noting of the results of experiments or of anything
else to which our attention is directed in advance of our noting it, is called
Observation. But by quasi-experimentation I mean the entire operation either of
producing or of searching out a state of things to which the conditional
predictions deduced from hypothesis shall be applicable and of noting how far the
prediction is fulfilled." From an earlier passage of the same lecture (110n26).
Peirce: CP 7.131 Fn 28 p 72
†28 (Ed.) From Lecture IV (c.1866) of the same series from which 7.579-
596 are taken, Widener IB2-10; cf. 7.579n34.